DescriptionThe CTC Adoption Readiness Assessment team manages planning and execution of technology platform assessments as well as ensure readiness and remediation across all applicable technology platforms at the bank. The associate role will be performing testing around IT General and Application Controls which will require liaising with various stakeholders -- including Technology management, Technology Risk & Controls as well as external / internal auditors -- to help facilitate execution and reporting across the global technology and technology risk functions. Successful execution of responsibilities requires IT Audit experience and the ability to multiple stakeholders at all levels (e.g., Product Owners, Engineers, etc.)
Key Responsibilities:
Support for execution of control assessments may include -
- Assess and perform IT general control and application control testing; facilitate identification of findings, relevant compensating controls, remediation, validation, and closure of findings within defined timeframes
- Execute on multiple controls adoption readiness assessments performed by various members of the team
- Evaluate the functionality of existing and new technology platforms to drive adherence to control standards
- Track and communicate overall progress of various program, ensuring complete and timely reporting on program status to senior management stakeholders
- Ensure key risks impacting controls audits are addressed prior to initiation of audits
- Work with internal and external stakeholders to understand and document various current-state control processes and process flows
- Examine results of internal / external audits for potential cross-impacts on other programs
- Ensure quality standards are achieved in development and maintenance of program documentation
Key Skills / Qualifications
- 2+ years of IT controls experience as a practitioner / lead with a “Big Four” or top IT consulting firm.
- Knowledge of information technology and auditing of IT general controls (SOx / SOC 1 / SOC 2)
- Experience with public/private Cloud technologies (Cloud Foundry, AWS, Azure, GCP, etc.) and technology platforms (ServiceNow, Jenkins, SailPoint, etc.) preferred
- Ability to simultaneously execute on multiple on-going assessments across different groups of stakeholders
- Ability to initiate meetings, problem solving to identify solutions to issues and deliver quality results in a deadline-driven environment
- Good presentation skills. Strong organizational, verbal and written -- including documentation and reporting -- communication skills
- High energy and a passion for the delivery of high-quality project outcomes
- Highly motivated, self-starter that can work autonomously and can independently take initiative to learn new technologies using various resources
- Results oriented, strong sense of ownership, detail oriented, quality-focused
- Ability to work effectively in a global team environment and drive results in a matrixed organization
- Strong Excel and PowerPoint skills